-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HdV78ELjK4pRkiHawsc/WoIpY7UhJl+yyVy9/rzpGhnfT1LXpiVqu02eTFFRYbWS VoKa5zBVjWvVRlka6MqjOg== 0001015402-98-000301.txt : 19980821 0001015402-98-000301.hdr.sgml : 19980821 ACCESSION NUMBER: 0001015402-98-000301 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980820 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RICKS CABARET INTERNATIONAL INC CENTRAL INDEX KEY: 0000935419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 760037324 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54511 FILM NUMBER: 98694879 BUSINESS ADDRESS: STREET 1: 3113 BERING DR CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137850444 MAIL ADDRESS: STREET 1: 3113 BERING DR CITY: HOUSTON STATE: TX ZIP: 77057 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCELROY RALPH LEE CENTRAL INDEX KEY: 0001068672 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1211 CHOQUETTE STREET CITY: HOUSTOAUSTIN STATE: TX ZIP: 78757 BUSINESS PHONE: 7137850444 MAIL ADDRESS: STREET 1: 1211 CHOQUETTE STREET CITY: AUSTIN STATE: TX ZIP: 78757 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Rick's Cabaret International, Inc. ---------------------------------- (Name of Issuer) Common Stock, par value $0.01 ----------------------------- (Title of Class of Securities) 765641-10-5 ----------- (CUSIP Number) August 11, 1998 --------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13-d-1(b) [X] Rule 13-d-1(c) [ ] Rule 13-d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number 765641-10-5 Page 2 of 4 (1) Name of Reporting Person and IRS Identification No. of Above Person: Ralph Lee McElroy (2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) [ ] (b) [ ] (3) SEC Use Only (4) Citizenship or Place of Organization U.S.A. Number (5) Sole Voting Power of 393,389 Shares Bene- ficially (6) Shared Voting Power Owned -0- by Each Report- (7) Sole Dispositive Power ing 393,389 Person With: (8) Shared Dispositive Power -0- (9) Aggregate Amount Owned by Each Reporting Person 393,389 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] (11) Percent of Class Represented by Amount if Row (9) 6.6% (12) Type of Reporting Person IN CUSIP Number 765641-10-5 Page 3 of 4 ITEM 1. (a) Rick's Cabaret International, Inc. (the "Company" or the "Issuer") (b) 3113 Bering Drive, Houston, Texas 77057 ITEM 2. (a) Ralph Lee McElroy ("McElroy") (b) 1211 Choquette, Austin, Texas, 78757 (c) U.S.A. (d) Common Stock, par value $0.01 (e) 765641-10-5 ITEM 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable ITEM 4. Ownership (a) 393,389 (b) 6.6% (c) (i) Sole Voting Power 393,389 (ii) Shared Voting Power -0- (iii) Sole Dispositive Power 393,389 (iv) Shared Dispositive Power -0- CUSIP Number 765641-10-5 Page 4 of 4 ITEM 5. Ownership of Five Percent or Less of a Class Not applicable ITEM 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable ITEM 8. Identification and Classification of Members of the Group Not Applicable ITEM 9. Notice of Dissolution of Group Not Applicable ITEM 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 17, 1998 - ----------------- Date /s/ Ralph Lee McElroy - ------------------------ Signature Ralph Lee McElroy - ------------------- Name -----END PRIVACY-ENHANCED MESSAGE-----